Friday, June 2, 2023

Superintendency of the Stock Market warns about unauthorized persons

Given the news about public fundraising schemes and potentially fraudulent investments and private inquiries received, the Superintendency of the Stock Market issued Circular Number 02/23, published on Wednesday, January 25, 2023 on its institutional portal, through the which informs the public, that it will be issuing warning notices about natural or legal persons, financial instruments and activities not authorized to operate in the stock market.

In order to inform and protect the public, the Superintendency published, through its digital communication channels, the first warnings of persons not authorized to operate in the stock market of the Dominican Republic. The warning notices published on January 26, 2023, inform that the companies Harvest Trading CAP, SRL and Sporous Capital Investment Group, SRL, nor the individuals associated with them, are registered in the Securities Market Registry, and therefore do not They have the authorization of the Superintendency to carry out activities in the stock market.

The Superintendency reiterates to the public that the information on the participants of the stock market authorized, registered and regulated by the institution is available in the Stock Market Registry section of its website: It also urges people to find out and avoid the consequences that derive from carrying out operations in unregulated markets, making available on its institutional portal a channel to file complaints, claims or queries about the market and its participants.


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